Our comprehensive licensee solutions provide everything you need to operate a successful financial advice business so you and your team to focus on looking after your clients.

Technology

The preferred software solution is our fully tailored version of Xplan which is designed to streamline the advice process with purpose designed forms, advice documents and templates along with a large library of strategy content.

You have access to a dedicated help desk support team to allow you to get the most out of your financial planning software.

We also support the use of other leading software solutions such as Midwinter, Adviser Logic, My Prosperity, Astute Wheel, and others

Professional Standards

We provide you with a complete compliance framework that is robust but understanding of the need to balance professional standards with the need to service your clients.

You will have access to experienced internal and external compliance experts to assist you with any compliance queries you might have.

We will provide you with regular professional standards updates to ensure you are aware of any changes to existing regulations or new requirements.

Our compliance solution includes:

  • Licensee Policies and Guidelines
  • Advice document templates and strategy content
  • Advice pre-vetting
  • Regular professional standard file reviews
  • Ongoing compliance updates and training
  • Access to internal and external compliance support

Research

Our Approved Product List is a comprehensive and designed to give you access to the best available products available to use for your clients. We have a wide range of risk insurance, super and investment platforms and funds. Lonsec recommended products form the basis for our underlying investment options.

Our Research and Product solution includes:

  • APRA approved risk insurance products
  • A wide range of leading Industry Super Funds
  • Leading retail investment and super platforms
  • Lonsec Recommended Investments
  • Model Portfolios
  • A simple non-approved product process for non-APL approved products

Practice Management

Our management team have all previously been financial advisers and owned or managed financial advice businesses. We understand the challenges of building and running a successful financial advice business and will use our experience to assist you to reach your goals for your business.

We also have an investment company that invests in advisers businesses in a variety of scenarios. This can be to help an adviser start a new business, allow an existing adviser to release capital or scale up their operations, and succession planning for advisers looking to exit their business.

Education

Your ongoing education is a key component of your role as a financial adviser and a trusted professional to your clients. Our Continued Professional Development (CPD) solution includes a wide range of options to meet your CPD requirements:

  • Kaplan Ontrack
  • Educational webinars and updates
  • Regular Professional Development days
  • Annual conference
  • Product Provider updates